B. Riley Financial’s Vanguard Short-Term Inflation-Protected Securities Index Fund VTIP Stock Holding History

B. Riley Financial’s Portfolio VTIP Stock Details VTIP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-35,921	Closed	-$1.74M	–	197
2018 Q3	$1.74M	Sell	35,921 -9,204	-20%	-$449K	0.49%	43
2018 Q2	$2.2M	Sell	45,125 -103	-0.2%	-$5.04K	0.58%	42
2018 Q1	$2.21M	Buy	45,228 +98	+0.2%	+$4.77K	0.62%	39
2017 Q4	$2.2M	Sell	45,130 -1,845	-4%	-$91.2K	0.57%	41
2017 Q3	$2.32M	Sell	46,975 -6,021	-11%	-$297K	0.63%	41
2017 Q2	$2.61M	Sell	52,996 -2,133	-4%	-$105K	0.71%	34
2017 Q1	$2.73M	Buy	55,129 +1,439	+3%	+$71K	1.37%	16
2016 Q4	$2.64M	Buy	53,690 +1,735	+3%	+$85.7K	1.76%	15
2016 Q3	$2.58M	Buy	51,955 +5,671	+12%	+$280K	1.65%	14
2016 Q2	$2.29M	Buy	46,284 +3,563	+8%	+$175K	1.32%	17
2016 Q1	$2.1M	Buy	42,721 +4,235	+11%	+$205K	1.54%	17
2015 Q4	$1.86M	Buy	+38,486	New	+$1.86M	1.34%	20

Other funds holding VTIP

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Betterment LLC New York $59.1B AUM 18.41% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $113B AUM 34.64% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

TAIM

TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $9.19B AUM 25.65% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

B. Riley Financial's VTIP Position: Q4 2018 in Review

B. Riley Financial sold out of Vanguard Short-Term Inflation-Protected Securities Index Fund (VTIP) in Q4 2018, closing a stake of 35,921 shares — an estimated $1.74M sold.

B. Riley Financial first reported a position in VTIP in Q4 2015 and held it in 12 quarters. The position peaked at $2.73M in Q1 2017. 312 funds tracked by Wall St. Rank hold VTIP as of Q4 2018.

B. Riley Financial reported no remaining Vanguard Short-Term Inflation-Protected Securities Index Fund position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 35,921 Vanguard Short-Term Inflation-Protected Securities Index Fund shares in Q4 2018, an estimated $1.74M.
B. Riley Financial first reported a position in Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2015 and held it in 12 quarters.
B. Riley Financial's Vanguard Short-Term Inflation-Protected Securities Index Fund position peaked at $2.73M in Q1 2017.
312 funds tracked by Wall St. Rank held Vanguard Short-Term Inflation-Protected Securities Index Fund as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.