B. Riley Financial’s Vanguard Mid-Cap ETF VO Stock Holding History

B. Riley Financial’s Portfolio VO Stock Details VO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-89,428	Closed	-$3.67M	–	194
2018 Q3	$3.67M	Buy	89,428 +612	+0.7%	+$25K	1.04%	20
2018 Q2	$3.5M	Sell	88,816 -2,752	-3%	-$108K	0.92%	21
2018 Q1	$3.53M	Sell	91,568 -6,128	-6%	-$241K	0.98%	21
2017 Q4	$3.78M	Buy	97,696 +1,268	+1%	+$47.9K	0.99%	22
2017 Q3	$3.54M	Buy	96,428 +3,664	+4%	+$132K	0.97%	20
2017 Q2	$3.31M	Hold	92,764	–	–	0.9%	25
2017 Q1	$3.23M	Sell	92,764 -3,672	-4%	-$126K	1.62%	11
2016 Q4	$3.17M	Buy	96,436 +3,496	+4%	+$113K	2.12%	8
2016 Q3	$3.01M	Buy	92,940 +8,452	+10%	+$271K	1.93%	11
2016 Q2	$2.61M	Sell	84,488 -1,940	-2%	-$59.3K	1.51%	13
2016 Q1	$2.62M	Buy	86,428 +25,344	+41%	+$717K	1.93%	13
2015 Q4	$1.83M	Buy	+61,084	New	+$1.86M	1.32%	21

Other funds holding VO

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

B. Riley Financial's VO Position: Q4 2018 in Review

B. Riley Financial sold out of Vanguard Mid-Cap ETF (VO) in Q4 2018, closing a stake of 89,428 shares — an estimated $3.67M sold.

B. Riley Financial first reported a position in VO in Q4 2015 and held it in 12 quarters. The position peaked at $3.78M in Q4 2017. 842 funds tracked by Wall St. Rank hold VO as of Q4 2018.

B. Riley Financial reported no remaining Vanguard Mid-Cap ETF position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 89,428 Vanguard Mid-Cap ETF shares in Q4 2018, an estimated $3.67M.
B. Riley Financial first reported a position in Vanguard Mid-Cap ETF in Q4 2015 and held it in 12 quarters.
B. Riley Financial's Vanguard Mid-Cap ETF position peaked at $3.78M in Q4 2017.
842 funds tracked by Wall St. Rank held Vanguard Mid-Cap ETF as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.