B. Riley Financial’s Vanguard Dividend Appreciation ETF VIG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-13,184	Closed	-$1.46M	–	193
2018 Q3	$1.46M	Sell	13,184 -1,848	-12%	-$199K	0.41%	48
2018 Q2	$1.53M	Sell	15,032 -560	-4%	-$57.1K	0.4%	52
2018 Q1	$1.58M	Sell	15,592 -980	-6%	-$102K	0.44%	49
2017 Q4	$1.69M	Buy	16,572 +2	+0%	+$197	0.44%	49
2017 Q3	$1.57M	Buy	16,570 +387	+2%	+$36.1K	0.43%	57
2017 Q2	$1.5M	Hold	16,183	–	–	0.41%	63
2017 Q1	$1.46M	Buy	16,183 +369	+2%	+$32.7K	0.73%	34
2016 Q4	$1.35M	Sell	15,814 -266	-2%	-$22.4K	0.9%	31
2016 Q3	$1.35M	Sell	16,080 -100	-0.6%	-$8.48K	0.86%	32
2016 Q2	$1.35M	Hold	16,180	–	–	0.78%	35
2016 Q1	$1.31M	Sell	16,180 -985	-6%	-$75.5K	0.97%	33
2015 Q4	$1.33M	Buy	+17,165	New	+$1.34M	0.96%	32