B. Riley Financial’s Vanguard Long-Term Corporate Bond ETF VCLT Stock Holding History

B. Riley Financial’s Portfolio VCLT Stock Details VCLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-8,338	Closed	-$734K	–	189
2018 Q3	$734K	Buy	8,338 +497	+6%	+$43.9K	0.21%	75
2018 Q2	$687K	Sell	7,841 -50	-0.6%	-$4.43K	0.18%	107
2018 Q1	$721K	Sell	7,891 -100	-1%	-$9.21K	0.2%	119
2017 Q4	$765K	Sell	7,991 -400	-5%	-$37.8K	0.2%	117
2017 Q3	$790K	Sell	8,391 -5	-0.1%	-$468	0.22%	113
2017 Q2	$783K	Buy	8,396 +1,049	+14%	+$96.3K	0.21%	104
2017 Q1	$661K	Hold	7,347	–	–	0.33%	67
2016 Q4	$656K	Sell	7,347 -1,117	-13%	-$101K	0.44%	55
2016 Q3	$810K	Hold	8,464	–	–	0.52%	42
2016 Q2	$800K	Buy	8,464 +108	+1%	+$9.85K	0.46%	43
2016 Q1	$747K	Hold	8,356	–	–	0.55%	44
2015 Q4	$703K	Buy	+8,356	New	+$716K	0.51%	47

Other funds holding VCLT

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

State of Tennessee, Department of Treasury

State of Tennessee, Department of Treasury Nashville, Tennessee $29.8B AUM 29.48% 1-Year Est. Return

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Allianz Investment Management US Minneapolis, Minnesota $160M AUM 4.75% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

Diana Davis Spencer Foundation Bethesda, Maryland $39.3M AUM 1.14% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return