B. Riley Financial’s Vanguard Intermediate-Term Corporate Bond ETF VCIT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-41,925	Closed	-$3.5M	–	196
2018 Q3	$3.5M	Buy	41,925 +5,804	+16%	+$486K	1.26%	21
2018 Q2	$3.02M	Buy	36,121 +7,219	+25%	+$604K	0.9%	28
2018 Q1	$2.45M	Sell	28,902 -583	-2%	-$49.8K	0.77%	33
2017 Q4	$2.58M	Sell	29,485 -1,919	-6%	-$168K	0.81%	34
2017 Q3	$2.76M	Sell	31,404 -3,180	-9%	-$280K	0.88%	27
2017 Q2	$3.03M	Buy	34,584 +260	+0.8%	+$22.7K	1.26%	30
2017 Q1	$2.96M	Buy	34,324 +4,034	+13%	+$347K	1.79%	13
2016 Q4	$2.6M	Buy	30,290 +3,626	+14%	+$316K	1.86%	16
2016 Q3	$2.39M	Sell	26,664 -645	-2%	-$57.7K	1.96%	16
2016 Q2	$2.44M	Sell	27,309 -22	-0.1%	-$1.93K	1.8%	16
2016 Q1	$2.38M	Buy	27,331 +840	+3%	+$71.3K	1.75%	14
2015 Q4	$2.23M	Buy	+26,491	New	+$2.25M	1.7%	13