B. Riley Financial’s Vanguard Small-Cap Growth ETF VBK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-4,156	Closed	-$753K	–	297
2018 Q2	$753K	Buy	4,156 +454	+12%	+$82.3K	0.2%	92
2018 Q1	$607K	Buy	3,702 +19	+0.5%	+$3.12K	0.17%	132
2017 Q4	$592K	Buy	3,683 +16	+0.4%	+$2.57K	0.15%	138
2017 Q3	$560K	Buy	+3,667	New	+$560K	0.15%	139