B. Riley Financial’s Vanguard Small-Cap Growth ETF VBK Stock Holding History

B. Riley Financial’s Portfolio VBK Stock Details VBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-4,156	Closed	-$753K	–	300
2018 Q2	$753K	Buy	4,156 +454	+12%	+$77.9K	0.2%	95
2018 Q1	$607K	Buy	3,702 +19	+0.5%	+$3.13K	0.17%	136
2017 Q4	$592K	Buy	3,683 +16	+0.4%	+$2.52K	0.15%	148
2017 Q3	$560K	Buy	+3,667	New	+$539K	0.15%	148

Other funds holding VBK

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BDF

Balasa Dinverno & Foltz $1.58B AUM 17.55% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

B. Riley Financial's VBK Position: Q3 2018 in Review

B. Riley Financial sold out of Vanguard Small-Cap Growth ETF (VBK) in Q3 2018, closing a stake of 4,156 shares — an estimated $753K sold.

B. Riley Financial first reported a position in VBK in Q3 2017 and held it in 4 quarters. The position peaked at $753K in Q2 2018. 434 funds tracked by Wall St. Rank hold VBK as of Q3 2018.

B. Riley Financial reported no remaining Vanguard Small-Cap Growth ETF position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 4,156 Vanguard Small-Cap Growth ETF shares in Q3 2018, an estimated $753K.
B. Riley Financial first reported a position in Vanguard Small-Cap Growth ETF in Q3 2017 and held it in 4 quarters.
B. Riley Financial's Vanguard Small-Cap Growth ETF position peaked at $753K in Q2 2018.
434 funds tracked by Wall St. Rank held Vanguard Small-Cap Growth ETF as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.