B. Riley Financial’s Stoneridge SRI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-12,982	Closed	-$239K	–	149
2016 Q3	$239K	Buy	+12,982	New	+$239K	0.15%	95
2016 Q1	–	Sell	-18,639	Closed	-$276K	–	141
2015 Q4	$276K	Buy	+18,639	New	+$276K	0.2%	80