B. Riley Financial’s Invesco S&P 500 Equal Weight ETF RSP Stock Holding History

B. Riley Financial’s Portfolio RSP Stock Details RSP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-27,727	Closed	-$2.9M	–	286
2018 Q2	$2.9M	Buy	+27,727	New	+$2.81M	0.76%	30
2018 Q1	–	Sell	-23,366	Closed	-$2.36M	–	328
2017 Q4	$2.36M	Sell	23,366 -3,537	-13%	-$347K	0.62%	37
2017 Q3	$2.57M	Buy	+26,903	New	+$2.52M	0.7%	34

Other funds holding RSP

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RCF

Rainwater Charitable Foundation Fort Worth, Texas $300M AUM 15.79% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

B. Riley Financial's RSP Position: Q3 2018 in Review

B. Riley Financial sold out of Invesco S&P 500 Equal Weight ETF (RSP) in Q3 2018, closing a stake of 27,727 shares — an estimated $2.9M sold.

B. Riley Financial first reported a position in RSP in Q3 2017 and held it in 3 quarters. The position peaked at $2.9M in Q2 2018. 572 funds tracked by Wall St. Rank hold RSP as of Q3 2018.

B. Riley Financial reported no remaining Invesco S&P 500 Equal Weight ETF position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 27,727 Invesco S&P 500 Equal Weight ETF shares in Q3 2018, an estimated $2.9M.
B. Riley Financial first reported a position in Invesco S&P 500 Equal Weight ETF in Q3 2017 and held it in 3 quarters.
B. Riley Financial's Invesco S&P 500 Equal Weight ETF position peaked at $2.9M in Q2 2018.
572 funds tracked by Wall St. Rank held Invesco S&P 500 Equal Weight ETF as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.