B. Riley Financial’s Invesco QQQ Trust QQQ Stock Holding History

B. Riley Financial’s Portfolio QQQ Stock Details QQQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-70,000	Closed	-$22.3M	–	35
2021 Q1	$22.3M	Buy	+70,000	New	+$22.4M	2.49%	10
2020 Q4	–	Sell	-150,000	Closed	-$41.7M	–	30
2020 Q3	$41.7M	Buy	+150,000	New	+$40.7M	10.97%	3
2019 Q2	–	Sell	-250,000	Closed	-$44.9M	–	73
2019 Q1	$44.9M	Buy	+250,000	New	+$42.4M	17.49%	1
2018 Q3	–	Sell	-150,000	Closed	-$25.7M	–	281
2018 Q2	$25.7M	Hold	150,000	–	–	6.75%	2
2018 Q1	$24M	Sell	150,000 -45,400	-23%	-$7.5M	6.69%	1
2017 Q4	$30.4M	Sell	195,400 -45,800	-19%	-$6.99M	7.94%	1
2017 Q3	$35.1M	Sell	241,200 -60,000	-20%	-$8.6M	9.57%	1
2017 Q2	$41.5M	Buy	301,200 +151,200	+101%	+$20.8M	11.27%	1
2017 Q1	$19.9M	Buy	150,000 +70,000	+88%	+$8.94M	9.97%	1
2016 Q4	$9.48M	Sell	80,000 -20,000	-20%	-$2.36M	6.33%	2
2016 Q3	$11.9M	Sell	100,000 -70,000	-41%	-$8.08M	7.6%	2
2016 Q2	$18.3M	Buy	+170,000	New	+$18.4M	10.57%	2

Other funds holding QQQ

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

B. Riley Financial's QQQ Position: Q2 2019 in Review

B. Riley Financial sold out of Invesco QQQ Trust (QQQ) in Q2 2019, closing a stake of 25,000 shares — an estimated $4.49M sold.

B. Riley Financial first reported a position in QQQ in Q4 2015 and held it in 13 quarters. The position peaked at $4.49M in Q1 2019. 1,265 funds tracked by Wall St. Rank hold QQQ as of Q2 2019.

B. Riley Financial reported no remaining Invesco QQQ Trust position as of Q2 2019 after selling out during the quarter.
B. Riley Financial sold 25,000 Invesco QQQ Trust shares in Q2 2019, an estimated $4.49M.
B. Riley Financial first reported a position in Invesco QQQ Trust in Q4 2015 and held it in 13 quarters.
B. Riley Financial's Invesco QQQ Trust position peaked at $4.49M in Q1 2019.
1,265 funds tracked by Wall St. Rank held Invesco QQQ Trust as of Q2 2019.

Based on B. Riley Financial's 13F filing for Q2 2019, filed 12 Aug 2019.