BRF
PNNT

B. Riley Financial’s Pennant Park Investment Corp PNNT Stock Holding History

B. Riley Financial’s Portfolio PNNT Stock Details PNNT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-417,534
Closed -$3.12M – 176
2018
Q3 		$3.12M Buy
417,534
+14,297
+4% +$108K 0.88% 24
2018
Q2 		$2.83M Buy
403,237
+1,117
+0.3% +$7.85K 0.74% 31
2018
Q1 		$2.69M Sell
402,120
-2,700
-0.7% -$18.7K 0.75% 30
2017
Q4 		$2.8M Buy
404,820
+54,550
+16% +$404K 0.73% 28
2017
Q3 		$2.63M Buy
350,270
+4,000
+1% +$30.1K 0.72% 32
2017
Q2 		$2.56M Buy
346,270
+3,715
+1% +$28.6K 0.7% 36
2017
Q1 		$2.79M Sell
342,555
-10,600
-3% -$85.4K 1.4% 14
2016
Q4 		$2.71M Buy
353,155
+34,873
+11% +$265K 1.81% 13
2016
Q3 		$2.39M Sell
318,282
-197
-0.1% -$1.48K 1.53% 15
2016
Q2 		$2.17M Buy
318,479
+14,000
+5% +$90.6K 1.26% 21
2016
Q1 		$1.84M Sell
304,479
-15,698
-5% -$89.6K 1.36% 21
2015
Q4 		$1.98M Buy
+320,177
New +$2.18M 1.43% 16

Other funds holding PNNT

JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
AM
Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return
ACH
ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return
ClearBridge Investments
ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
WFI
West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

B. Riley Financial's PNNT Position: Q4 2018 in Review

B. Riley Financial sold out of Pennant Park Investment Corp (PNNT) in Q4 2018, closing a stake of 417,534 shares — an estimated $3.12M sold.

B. Riley Financial first reported a position in PNNT in Q4 2015 and held it in 12 quarters. The position peaked at $3.12M in Q3 2018. 120 funds tracked by Wall St. Rank hold PNNT as of Q4 2018.

  • B. Riley Financial reported no remaining Pennant Park Investment Corp position as of Q4 2018 after selling out during the quarter.
  • B. Riley Financial sold 417,534 Pennant Park Investment Corp shares in Q4 2018, an estimated $3.12M.
  • B. Riley Financial first reported a position in Pennant Park Investment Corp in Q4 2015 and held it in 12 quarters.
  • B. Riley Financial's Pennant Park Investment Corp position peaked at $3.12M in Q3 2018.
  • 120 funds tracked by Wall St. Rank held Pennant Park Investment Corp as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.