B. Riley Financial’s Invesco High Yield Equity Dividend Achievers ETF PEY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-29,346	Closed	-$528K	–	273
2018 Q2	$528K	Sell	29,346 -89	-0.3%	-$1.6K	0.14%	123
2018 Q1	$501K	Sell	29,435 -40,846	-58%	-$695K	0.14%	150
2017 Q4	$1.25M	Sell	70,281 -25,205	-26%	-$449K	0.33%	55
2017 Q3	$1.64M	Buy	+95,486	New	+$1.64M	0.45%	48