B. Riley Financial’s Invesco High Yield Equity Dividend Achievers ETF PEY Stock Holding History

B. Riley Financial’s Portfolio PEY Stock Details PEY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-29,346	Closed	-$528K	–	276
2018 Q2	$528K	Sell	29,346 -89	-0.3%	-$1.54K	0.14%	128
2018 Q1	$501K	Sell	29,435 -40,846	-58%	-$718K	0.14%	155
2017 Q4	$1.25M	Sell	70,281 -25,205	-26%	-$441K	0.33%	64
2017 Q3	$1.64M	Buy	+95,486	New	+$1.61M	0.45%	53

Other funds holding PEY

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

AIP

Ahrens Investment Partners Lafayette, Louisiana $202M AUM 3.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MWM

Merriman Wealth Management Seattle, Washington $2.4B AUM 13.66% 1-Year Est. Return

CAL

Capital Advisors Ltd Shaker Heights, Ohio $991M AUM 19.82% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RFWA

RPg Family Wealth Advisory Burlington, Massachusetts $479M AUM 25.83% 1-Year Est. Return

B. Riley Financial's PEY Position: Q3 2018 in Review

B. Riley Financial sold out of Invesco High Yield Equity Dividend Achievers ETF (PEY) in Q3 2018, closing a stake of 29,346 shares — an estimated $528K sold.

B. Riley Financial first reported a position in PEY in Q3 2017 and held it in 4 quarters. The position peaked at $1.64M in Q3 2017. 117 funds tracked by Wall St. Rank hold PEY as of Q3 2018.

B. Riley Financial reported no remaining Invesco High Yield Equity Dividend Achievers ETF position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 29,346 Invesco High Yield Equity Dividend Achievers ETF shares in Q3 2018, an estimated $528K.
B. Riley Financial first reported a position in Invesco High Yield Equity Dividend Achievers ETF in Q3 2017 and held it in 4 quarters.
B. Riley Financial's Invesco High Yield Equity Dividend Achievers ETF position peaked at $1.64M in Q3 2017.
117 funds tracked by Wall St. Rank held Invesco High Yield Equity Dividend Achievers ETF as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.