B. Riley Financial’s Invesco CEF Income Composite ETF PCEF Stock Holding History

B. Riley Financial’s Portfolio PCEF Stock Details PCEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-8,830	Closed	-$211K	–	323
2017 Q4	$211K	Hold	8,830	–	–	0.06%	274
2017 Q3	$212K	Hold	8,830	–	–	0.06%	264
2017 Q2	$209K	Hold	8,830	–	–	0.06%	196
2017 Q1	$204K	Buy	+8,830	New	+$203K	0.1%	138
2016 Q1	–	Sell	-9,521	Closed	-$203K	–	139
2015 Q4	$203K	Buy	+9,521	New	+$204K	0.15%	116

Other funds holding PCEF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JFGIW

Johnson Financial Group Inc (Wisconsin) Racine, Wisconsin $2.76B AUM 19.4% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

JFM

Jackson Financial Management Costa Mesa, California $194M AUM 21.54% 1-Year Est. Return

B. Riley Financial's PCEF Position: Q1 2018 in Review

B. Riley Financial sold out of Invesco CEF Income Composite ETF (PCEF) in Q1 2018, closing a stake of 8,830 shares — an estimated $211K sold.

B. Riley Financial first reported a position in PCEF in Q4 2015 and held it in 5 quarters. The position peaked at $212K in Q3 2017. 93 funds tracked by Wall St. Rank hold PCEF as of Q1 2018.

B. Riley Financial reported no remaining Invesco CEF Income Composite ETF position as of Q1 2018 after selling out during the quarter.
B. Riley Financial sold 8,830 Invesco CEF Income Composite ETF shares in Q1 2018, an estimated $211K.
B. Riley Financial first reported a position in Invesco CEF Income Composite ETF in Q4 2015 and held it in 5 quarters.
B. Riley Financial's Invesco CEF Income Composite ETF position peaked at $212K in Q3 2017.
93 funds tracked by Wall St. Rank held Invesco CEF Income Composite ETF as of Q1 2018.

Based on B. Riley Financial's 13F filing for Q1 2018, filed 4 May 2018.