B. Riley Financial’s Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In OIL Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2018
Q1
Sell
-14,550
Closed -$95K 351
2017
Q4
$95K Sell
14,550
-3,300
-18% -$21.5K 0.02% 283
2017
Q3
$96K Buy
+17,850
New +$96K 0.03% 281