B. Riley Financial’s Oclaro Inc. OCLR Stock Holding History

B. Riley Financial’s Portfolio OCLR Stock Details OCLR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-19,940	Closed	-$172K	–	361
2017 Q3	$172K	Sell	19,940 -45,000	-69%	-$405K	0.05%	281
2017 Q2	$607K	Buy	+64,940	New	+$588K	0.17%	134
2016 Q3	–	Sell	-43,803	Closed	-$214K	–	158
2016 Q2	$214K	Buy	43,803 +900	+2%	+$4.47K	0.12%	109
2016 Q1	$232K	Sell	42,903 -25,822	-38%	-$109K	0.17%	87
2015 Q4	$239K	Buy	+68,725	New	+$215K	0.17%	104

Other funds holding OCLR

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

TSW

Thompson Siegel & Walmsley Richmond, Virginia $5.7B AUM 6.69% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

ICOM

Investment Counselors of Maryland Baltimore, Maryland $4.37B AUM 76.25% 1-Year Est. Return

B. Riley Financial's OCLR Position: Q4 2017 in Review

B. Riley Financial sold out of Oclaro Inc. (OCLR) in Q4 2017, closing a stake of 19,940 shares — an estimated $172K sold.

B. Riley Financial first reported a position in OCLR in Q4 2015 and held it in 5 quarters. The position peaked at $607K in Q2 2017. 249 funds tracked by Wall St. Rank hold OCLR as of Q4 2017.

B. Riley Financial reported no remaining Oclaro Inc. position as of Q4 2017 after selling out during the quarter.
B. Riley Financial sold 19,940 Oclaro Inc. shares in Q4 2017, an estimated $172K.
B. Riley Financial first reported a position in Oclaro Inc. in Q4 2015 and held it in 5 quarters.
B. Riley Financial's Oclaro Inc. position peaked at $607K in Q2 2017.
249 funds tracked by Wall St. Rank held Oclaro Inc. as of Q4 2017.

Based on B. Riley Financial's 13F filing for Q4 2017, filed 9 Feb 2018.