B. Riley Financial’s Nuveen AMT-Free Quality Municipal Income Fund NEA Stock Holding History

B. Riley Financial’s Portfolio NEA Stock Details NEA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-12,500	Closed	-$167K	–	157
2016 Q4	$167K	Hold	12,500	–	–	0.11%	133
2016 Q3	$183K	Hold	12,500	–	–	0.12%	134
2016 Q2	$188K	Hold	12,500	–	–	0.11%	123
2016 Q1	$178K	Hold	12,500	–	–	0.13%	119
2015 Q4	$173K	Buy	+12,500	New	+$166K	0.12%	119

Other funds holding NEA

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.73B AUM 2.13% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

B. Riley Financial's NEA Position: Q1 2017 in Review

B. Riley Financial sold out of Nuveen AMT-Free Quality Municipal Income Fund (NEA) in Q1 2017, closing a stake of 12,500 shares — an estimated $167K sold.

B. Riley Financial first reported a position in NEA in Q4 2015 and held it in 5 quarters. The position peaked at $188K in Q2 2016. 176 funds tracked by Wall St. Rank hold NEA as of Q1 2017.

B. Riley Financial reported no remaining Nuveen AMT-Free Quality Municipal Income Fund position as of Q1 2017 after selling out during the quarter.
B. Riley Financial sold 12,500 Nuveen AMT-Free Quality Municipal Income Fund shares in Q1 2017, an estimated $167K.
B. Riley Financial first reported a position in Nuveen AMT-Free Quality Municipal Income Fund in Q4 2015 and held it in 5 quarters.
B. Riley Financial's Nuveen AMT-Free Quality Municipal Income Fund position peaked at $188K in Q2 2016.
176 funds tracked by Wall St. Rank held Nuveen AMT-Free Quality Municipal Income Fund as of Q1 2017.

Based on B. Riley Financial's 13F filing for Q1 2017, filed 11 May 2017.