B. Riley Financial’s iShares National Muni Bond ETF MUB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-10,108	Closed	-$1.09M	–	164
2018 Q3	$1.09M	Hold	10,108	–	–	0.31%	59
2018 Q2	$1.1M	Hold	10,108	–	–	0.29%	66
2018 Q1	$1.1M	Hold	10,108	–	–	0.31%	78
2017 Q4	$1.12M	Sell	10,108 -538	-5%	-$59.5K	0.29%	78
2017 Q3	$1.18M	Buy	10,646 +1,888	+22%	+$209K	0.32%	87
2017 Q2	$964K	Buy	8,758 +229	+3%	+$25.2K	0.26%	92
2017 Q1	$929K	Buy	8,529 +949	+13%	+$103K	0.47%	56
2016 Q4	$820K	Buy	7,580 +560	+8%	+$61.3K	0.55%	50
2016 Q3	$792K	Sell	7,020 -430	-6%	-$48.7K	0.51%	44
2016 Q2	$849K	Buy	7,450 +225	+3%	+$25.3K	0.49%	41
2016 Q1	$807K	Sell	7,225 -219	-3%	-$24.4K	0.59%	41
2015 Q4	$824K	Buy	+7,444	New	+$817K	0.59%	41