B. Riley Financial’s iShares MSCI USA Momentum Factor ETF MTUM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-11,760	Closed	-$1.32M	–	260
2018 Q2	$1.32M	Buy	11,760 +1,593	+16%	+$179K	0.35%	54
2018 Q1	$1.08M	Buy	10,167 +8,090	+390%	+$857K	0.3%	79
2017 Q4	$214K	Buy	+2,077	New	+$214K	0.06%	262