B. Riley Financial’s SPDR S&P MidCap 400 ETF Trust MDY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-2,821	Closed	-$1.03M	–	251
2018 Q2	$1.03M	Sell	2,821 -30	-1%	-$11K	0.27%	67
2018 Q1	$974K	Sell	2,851 -422	-13%	-$144K	0.27%	93
2017 Q4	$1.13M	Sell	3,273 -20	-0.6%	-$6.91K	0.29%	66
2017 Q3	$1.08M	Buy	+3,293	New	+$1.08M	0.29%	86