B. Riley Financial’s iShares iBoxx $ Investment Grade Corporate Bond ETF LQD Stock Holding History

B. Riley Financial’s Portfolio LQD Stock Details LQD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-8,178	Closed	-$940K	–	163
2018 Q3	$940K	Sell	8,178 -1,361	-14%	-$157K	0.34%	63
2018 Q2	$1.09M	Sell	9,539 -420	-4%	-$48.4K	0.33%	67
2018 Q1	$1.17M	Sell	9,959 -116	-1%	-$13.7K	0.37%	71
2017 Q4	$1.23M	Sell	10,075 -879	-8%	-$106K	0.39%	69
2017 Q3	$1.33M	Buy	10,954 +382	+4%	+$46.2K	0.42%	71
2017 Q2	$1.27M	Hold	10,572	–	–	0.53%	68
2017 Q1	$1.25M	Sell	10,572 -32	-0.3%	-$3.76K	0.75%	40
2016 Q4	$1.24M	Sell	10,604 -566	-5%	-$67.3K	0.89%	36
2016 Q3	$1.38M	Buy	11,170 +93	+0.8%	+$11.5K	1.13%	30
2016 Q2	$1.36M	Buy	11,077 +1	+0%	+$120	1%	34
2016 Q1	$1.32M	Buy	11,076 +191	+2%	+$21.9K	0.97%	32
2015 Q4	$1.24M	Buy	+10,885	New	+$1.26M	0.95%	33

Other funds holding LQD

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fisher Asset Management

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return

Financial Engines Advisors

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

Allianz Investment Management US Minneapolis, Minnesota $160M AUM 4.75% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return

Canada Pension Plan Investment Board

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $155B AUM 29.93% 1-Year Est. Return