B. Riley Financial’s iShares iBoxx $ Investment Grade Corporate Bond ETF LQD Stock Holding History

B. Riley Financial’s Portfolio LQD Stock Details LQD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-8,178	Closed	-$940K	–	157
2018 Q3	$940K	Sell	8,178 -1,361	-14%	-$157K	0.27%	63
2018 Q2	$1.09M	Sell	9,539 -420	-4%	-$48.4K	0.29%	67
2018 Q1	$1.17M	Sell	9,959 -116	-1%	-$13.7K	0.33%	71
2017 Q4	$1.23M	Sell	10,075 -879	-8%	-$106K	0.32%	69
2017 Q3	$1.33M	Buy	10,954 +382	+4%	+$46.2K	0.36%	71
2017 Q2	$1.27M	Hold	10,572	–	–	0.35%	68
2017 Q1	$1.25M	Sell	10,572 -32	-0.3%	-$3.76K	0.63%	40
2016 Q4	$1.24M	Sell	10,604 -566	-5%	-$67.3K	0.83%	36
2016 Q3	$1.38M	Buy	11,170 +93	+0.8%	+$11.5K	0.88%	30
2016 Q2	$1.36M	Buy	11,077 +1	+0%	+$120	0.79%	34
2016 Q1	$1.32M	Buy	11,076 +191	+2%	+$21.9K	0.97%	32
2015 Q4	$1.24M	Buy	+10,885	New	+$1.26M	0.89%	33

Other funds holding LQD

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $56.3B AUM 17.83% 1-Year Est. Return

AIMU

Allianz Investment Management US Minneapolis, Minnesota $160M AUM 4.75% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

NMIFOAC

National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $15.3B AUM 24.71% 1-Year Est. Return

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $181B AUM 41.77% 1-Year Est. Return

B. Riley Financial's LQD Position: Q4 2018 in Review

B. Riley Financial sold out of iShares iBoxx $ Investment Grade Corporate Bond ETF (LQD) in Q4 2018, closing a stake of 8,178 shares — an estimated $940K sold.

B. Riley Financial first reported a position in LQD in Q4 2015 and held it in 12 quarters. The position peaked at $1.38M in Q3 2016. 749 funds tracked by Wall St. Rank hold LQD as of Q4 2018.

B. Riley Financial reported no remaining iShares iBoxx $ Investment Grade Corporate Bond ETF position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 8,178 iShares iBoxx $ Investment Grade Corporate Bond ETF shares in Q4 2018, an estimated $940K.
B. Riley Financial first reported a position in iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2015 and held it in 12 quarters.
B. Riley Financial's iShares iBoxx $ Investment Grade Corporate Bond ETF position peaked at $1.38M in Q3 2016.
749 funds tracked by Wall St. Rank held iShares iBoxx $ Investment Grade Corporate Bond ETF as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.