B. Riley Financial’s Cohen & Steers Duration Preferred & Income Fund LDP Stock Holding History

B. Riley Financial’s Portfolio LDP Stock Details LDP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-34,262	Closed	-$816K	–	155
2018 Q3	$816K	Buy	34,262 +1,006	+3%	+$24.9K	0.23%	70
2018 Q2	$850K	Buy	33,256 +5,781	+21%	+$147K	0.22%	84
2018 Q1	$701K	Sell	27,475 -531	-2%	-$13.6K	0.2%	122
2017 Q4	$730K	Hold	28,006	–	–	0.19%	123
2017 Q3	$750K	Hold	28,006	–	–	0.2%	120
2017 Q2	$748K	Buy	28,006 +1,160	+4%	+$30.3K	0.2%	108
2017 Q1	$681K	Buy	26,846 +713	+3%	+$18K	0.34%	66
2016 Q4	$641K	Sell	26,133 -375	-1%	-$9.03K	0.43%	56
2016 Q3	$666K	Sell	26,508 -2,743	-9%	-$68.9K	0.43%	50
2016 Q2	$711K	Buy	29,251 +54	+0.2%	+$1.27K	0.41%	50
2016 Q1	$670K	Sell	29,197 -1,906	-6%	-$43K	0.49%	48
2015 Q4	$701K	Buy	+31,103	New	+$701K	0.51%	48

Other funds holding LDP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BWP

Baldwin Wealth Partners Marion, Massachusetts $1.53B AUM 28.5% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

GIP

Greatmark Investment Partners Columbus, Georgia $854M AUM 15.72% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

B. Riley Financial's LDP Position: Q4 2018 in Review

B. Riley Financial sold out of Cohen & Steers Duration Preferred & Income Fund (LDP) in Q4 2018, closing a stake of 34,262 shares — an estimated $816K sold.

B. Riley Financial first reported a position in LDP in Q4 2015 and held it in 12 quarters. The position peaked at $850K in Q2 2018. 58 funds tracked by Wall St. Rank hold LDP as of Q4 2018.

B. Riley Financial reported no remaining Cohen & Steers Duration Preferred & Income Fund position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 34,262 Cohen & Steers Duration Preferred & Income Fund shares in Q4 2018, an estimated $816K.
B. Riley Financial first reported a position in Cohen & Steers Duration Preferred & Income Fund in Q4 2015 and held it in 12 quarters.
B. Riley Financial's Cohen & Steers Duration Preferred & Income Fund position peaked at $850K in Q2 2018.
58 funds tracked by Wall St. Rank held Cohen & Steers Duration Preferred & Income Fund as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.