B. Riley Financial’s SPDR Bloomberg High Yield Bond ETF JNK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-2,871	Closed	-$307K	–	243
2018 Q2	$307K	Sell	2,871 -87	-3%	-$9.3K	0.08%	220
2018 Q1	$318K	Buy	2,958 +93	+3%	+$10K	0.09%	206
2017 Q4	$315K	Buy	2,865 +84	+3%	+$9.24K	0.08%	211
2017 Q3	$311K	Buy	+2,781	New	+$311K	0.08%	206