B. Riley Financial’s Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest JHY Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2018
Q3
Sell
-54,008
Closed -$534K 316
2018
Q2
$534K Sell
54,008
-8,355
-13% -$82.6K 0.14% 122
2018
Q1
$612K Sell
62,363
-61,672
-50% -$605K 0.17% 131
2017
Q4
$1.24M Buy
124,035
+55,767
+82% +$556K 0.32% 57
2017
Q3
$690K Buy
+68,268
New +$690K 0.19% 125