B. Riley Financial’s Nuveen Corporate Income November 2021 Target Term Fund JHB Stock Holding History

B. Riley Financial’s Portfolio JHB Stock Details JHB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-86,782	Closed	-$837K	–	316
2018 Q2	$837K	Sell	86,782 -8,004	-8%	-$76.4K	0.22%	86
2018 Q1	$917K	Sell	94,786 -1,355	-1%	-$13.2K	0.26%	100
2017 Q4	$958K	Sell	96,141 -31,975	-25%	-$320K	0.25%	106
2017 Q3	$1.29M	Buy	+128,116	New	+$1.29M	0.35%	74

Other funds holding JHB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

GKWIM

Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return

B. Riley Financial's JHB Position: Q3 2018 in Review

B. Riley Financial sold out of Nuveen Corporate Income November 2021 Target Term Fund (JHB) in Q3 2018, closing a stake of 86,782 shares — an estimated $837K sold.

B. Riley Financial first reported a position in JHB in Q3 2017 and held it in 4 quarters. The position peaked at $1.29M in Q3 2017. 38 funds tracked by Wall St. Rank hold JHB as of Q3 2018.

B. Riley Financial reported no remaining Nuveen Corporate Income November 2021 Target Term Fund position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 86,782 Nuveen Corporate Income November 2021 Target Term Fund shares in Q3 2018, an estimated $837K.
B. Riley Financial first reported a position in Nuveen Corporate Income November 2021 Target Term Fund in Q3 2017 and held it in 4 quarters.
B. Riley Financial's Nuveen Corporate Income November 2021 Target Term Fund position peaked at $1.29M in Q3 2017.
38 funds tracked by Wall St. Rank held Nuveen Corporate Income November 2021 Target Term Fund as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.