B. Riley Financial’s iShares Russell 2000 ETF IWM Stock Holding History

B. Riley Financial’s Portfolio IWM Stock Details IWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-70,000	Closed	-$15.5M	–	33
2021 Q1	$15.5M	Buy	+70,000	New	+$15.3M	1.72%	12
2020 Q1	–	Sell	-1,000,000	Closed	-$166M	–	39
2019 Q4	$166M	Buy	1,000,000 +405,300	+68%	+$64.1M	41.64%	1
2019 Q3	$90M	Buy	594,700 +244,700	+70%	+$37.4M	33.28%	1
2019 Q2	$54.4M	Buy	+350,000	New	+$54M	26.17%	1
2018 Q4	–	Sell	-300,000	Closed	-$50.6M	–	150
2018 Q3	$50.6M	Buy	300,000 +200,000	+200%	+$33.8M	14.35%	1
2018 Q2	$16.4M	Buy	+100,000	New	+$16M	4.29%	3
2018 Q1	–	Sell	-110,000	Closed	-$16.8M	–	314
2017 Q4	$16.8M	Buy	+110,000	New	+$16.5M	4.38%	2
2017 Q3	–	Sell	-190,000	Closed	-$26.8M	–	323
2017 Q2	$26.8M	Buy	+190,000	New	+$26.3M	7.28%	2
2016 Q4	–	Sell	-170,800	Closed	-$21.2M	–	146
2016 Q3	$21.2M	Buy	170,800 +10,000	+6%	+$1.22M	13.58%	1
2016 Q2	$18.5M	Buy	+160,800	New	+$18.1M	10.69%	1

Other funds holding IWM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

B. Riley Financial's IWM Position: Q1 2022 in Review

B. Riley Financial sold out of iShares Russell 2000 ETF (IWM) in Q1 2022, closing a stake of 720,000 shares — an estimated $160M sold.

B. Riley Financial first reported a position in IWM in Q4 2018 and held it in 2 quarters. The position peaked at $160M in Q4 2021. 1,937 funds tracked by Wall St. Rank hold IWM as of Q1 2022.

B. Riley Financial reported no remaining iShares Russell 2000 ETF position as of Q1 2022 after selling out during the quarter.
B. Riley Financial sold 720,000 iShares Russell 2000 ETF shares in Q1 2022, an estimated $160M.
B. Riley Financial first reported a position in iShares Russell 2000 ETF in Q4 2018 and held it in 2 quarters.
B. Riley Financial's iShares Russell 2000 ETF position peaked at $160M in Q4 2021.
1,937 funds tracked by Wall St. Rank held iShares Russell 2000 ETF as of Q1 2022.

Based on B. Riley Financial's 13F filing for Q1 2022, filed 10 May 2022.