B. Riley Financial’s iShares S&P Small-Cap 600 Growth ETF IJT Stock Holding History

B. Riley Financial’s Portfolio IJT Stock Details IJT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-7,594	Closed	-$743K	–	234
2018 Q2	$743K	Sell	7,594 -822	-10%	-$75.5K	0.19%	97
2018 Q1	$732K	Sell	8,416 -602	-7%	-$52.4K	0.2%	113
2017 Q4	$767K	Buy	+9,018	New	+$754K	0.2%	116

Other funds holding IJT

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

M&T Bank Buffalo, New York $34.1B AUM 29.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

B. Riley Financial's IJT Position: Q3 2018 in Review

B. Riley Financial sold out of iShares S&P Small-Cap 600 Growth ETF (IJT) in Q3 2018, closing a stake of 7,594 shares — an estimated $743K sold.

B. Riley Financial first reported a position in IJT in Q4 2017 and held it in 3 quarters. The position peaked at $767K in Q4 2017. 490 funds tracked by Wall St. Rank hold IJT as of Q3 2018.

B. Riley Financial reported no remaining iShares S&P Small-Cap 600 Growth ETF position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 7,594 iShares S&P Small-Cap 600 Growth ETF shares in Q3 2018, an estimated $743K.
B. Riley Financial first reported a position in iShares S&P Small-Cap 600 Growth ETF in Q4 2017 and held it in 3 quarters.
B. Riley Financial's iShares S&P Small-Cap 600 Growth ETF position peaked at $767K in Q4 2017.
490 funds tracked by Wall St. Rank held iShares S&P Small-Cap 600 Growth ETF as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.