B. Riley Financial’s iShares S&P Small-Cap 600 Growth ETF IJT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-7,594	Closed	-$743K	–	230
2018 Q2	$743K	Sell	7,594 -822	-10%	-$80.4K	0.19%	94
2018 Q1	$732K	Sell	8,416 -602	-7%	-$52.4K	0.2%	109
2017 Q4	$767K	Buy	+9,018	New	+$767K	0.2%	107