B. Riley Financial’s iShares S&P Mid-Cap 400 Growth ETF IJK Stock Holding History

B. Riley Financial’s Portfolio IJK Stock Details IJK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-9,968	Closed	-$576K	–	232
2018 Q2	$576K	Buy	9,968 +3,500	+54%	+$196K	0.15%	120
2018 Q1	$353K	Buy	6,468 +1,780	+38%	+$98.4K	0.1%	201
2017 Q4	$253K	Sell	4,688 -216	-4%	-$11.4K	0.07%	251
2017 Q3	$248K	Buy	+4,904	New	+$242K	0.07%	244

Other funds holding IJK

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

EFS

Edelman Financial Services Fairfax, Virginia $11B AUM 9.53% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

B. Riley Financial's IJK Position: Q3 2018 in Review

B. Riley Financial sold out of iShares S&P Mid-Cap 400 Growth ETF (IJK) in Q3 2018, closing a stake of 9,968 shares — an estimated $576K sold.

B. Riley Financial first reported a position in IJK in Q3 2017 and held it in 4 quarters. The position peaked at $576K in Q2 2018. 498 funds tracked by Wall St. Rank hold IJK as of Q3 2018.

B. Riley Financial reported no remaining iShares S&P Mid-Cap 400 Growth ETF position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 9,968 iShares S&P Mid-Cap 400 Growth ETF shares in Q3 2018, an estimated $576K.
B. Riley Financial first reported a position in iShares S&P Mid-Cap 400 Growth ETF in Q3 2017 and held it in 4 quarters.
B. Riley Financial's iShares S&P Mid-Cap 400 Growth ETF position peaked at $576K in Q2 2018.
498 funds tracked by Wall St. Rank held iShares S&P Mid-Cap 400 Growth ETF as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.