B. Riley Financial’s iShares S&P Mid-Cap 400 Growth ETF IJK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-9,968	Closed	-$576K	–	228
2018 Q2	$576K	Buy	9,968 +3,500	+54%	+$202K	0.15%	115
2018 Q1	$353K	Buy	6,468 +1,780	+38%	+$97.1K	0.1%	195
2017 Q4	$253K	Sell	4,688 -216	-4%	-$11.7K	0.07%	241
2017 Q3	$248K	Buy	+4,904	New	+$248K	0.07%	234