B. Riley Financial’s FinTech Acquisition Corp. II Warrant FNTEW Stock Holding History

B. Riley Financial’s Portfolio FNTEW Stock Details FNTEW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-50,000	Closed	-$69K	–	360
2017 Q4	$69K	Hold	50,000	–	–	0.02%	300
2017 Q3	$62K	Hold	50,000	–	–	0.02%	297
2017 Q2	$38K	Hold	50,000	–	–	0.02%	212
2017 Q1	$58K	Buy	+50,000	New	+$52.9K	0.04%	148

Other funds holding FNTEW

Angelo Gordon & Co New York $1.06B AUM 47.95% 1-Year Est. Return

Polar Asset Management Partners Toronto, Ontario, Canada $4.21B AUM 35.27% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

Davidson Kempner Capital Management New York $4.65B AUM 56.47% 1-Year Est. Return

K2 Principal Fund Toronto, Ontario, Canada $947M AUM 29.56% 1-Year Est. Return

Nantahala Capital Management New Canaan, Connecticut $1.6B AUM 121.58% 1-Year Est. Return

Bluefin Capital Management New York $103M AUM 18.47% 1-Year Est. Return

Venator Capital Management Toronto, Ontario, Canada $42.5M AUM 87.97% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return