B. Riley Financial’s First Trust Dow Jones Internet Index Fund ETF FDN Stock Holding History

B. Riley Financial’s Portfolio FDN Stock Details FDN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-8,328	Closed	-$1.19M	–	215
2018 Q2	$1.19M	Buy	8,328 +3,388	+69%	+$444K	0.31%	62
2018 Q1	$595K	Buy	4,940 +1,550	+46%	+$188K	0.17%	138
2017 Q4	$372K	Sell	3,390 -343	-9%	-$36.9K	0.1%	202
2017 Q3	$382K	Buy	+3,733	New	+$370K	0.1%	196

Other funds holding FDN

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

B. Riley Financial's FDN Position: Q3 2018 in Review

B. Riley Financial sold out of First Trust Dow Jones Internet Index Fund ETF (FDN) in Q3 2018, closing a stake of 8,328 shares — an estimated $1.19M sold.

B. Riley Financial first reported a position in FDN in Q3 2017 and held it in 4 quarters. The position peaked at $1.19M in Q2 2018. 326 funds tracked by Wall St. Rank hold FDN as of Q3 2018.

B. Riley Financial reported no remaining First Trust Dow Jones Internet Index Fund ETF position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 8,328 First Trust Dow Jones Internet Index Fund ETF shares in Q3 2018, an estimated $1.19M.
B. Riley Financial first reported a position in First Trust Dow Jones Internet Index Fund ETF in Q3 2017 and held it in 4 quarters.
B. Riley Financial's First Trust Dow Jones Internet Index Fund ETF position peaked at $1.19M in Q2 2018.
326 funds tracked by Wall St. Rank held First Trust Dow Jones Internet Index Fund ETF as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.