B. Riley Financial’s SPDR S&P Emerging Markets Small Cap ETF EWX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-21,874	Closed	-$1.04M	–	210
2018 Q2	$1.04M	Buy	21,874 +944	+5%	+$44.9K	0.27%	66
2018 Q1	$1.1M	Buy	20,930 +981	+5%	+$51.5K	0.31%	75
2017 Q4	$1.04M	Buy	19,949 +5,351	+37%	+$278K	0.27%	82
2017 Q3	$723K	Buy	+14,598	New	+$723K	0.2%	117