B. Riley Financial’s Eaton ETN Stock Holding History

B. Riley Financial’s Portfolio ETN Stock Details ETN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-3,473	Closed	-$272K	–	213
2018 Q2	$272K	Buy	3,473 +104	+3%	+$8.04K	0.07%	242
2018 Q1	$269K	Buy	3,369 +95	+3%	+$7.8K	0.07%	234
2017 Q4	$259K	Buy	3,274 +13	+0.4%	+$1.01K	0.07%	246
2017 Q3	$250K	Buy	+3,261	New	+$246K	0.07%	242

Other funds holding ETN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

B. Riley Financial's ETN Position: Q3 2018 in Review

B. Riley Financial sold out of Eaton (ETN) in Q3 2018, closing a stake of 3,473 shares — an estimated $272K sold.

B. Riley Financial first reported a position in ETN in Q3 2017 and held it in 4 quarters. The position peaked at $272K in Q2 2018. 1,044 funds tracked by Wall St. Rank hold ETN as of Q3 2018.

B. Riley Financial reported no remaining Eaton position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 3,473 Eaton shares in Q3 2018, an estimated $272K.
B. Riley Financial first reported a position in Eaton in Q3 2017 and held it in 4 quarters.
B. Riley Financial's Eaton position peaked at $272K in Q2 2018.
1,044 funds tracked by Wall St. Rank held Eaton as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.