B. Riley Financial’s Energy Transfer Partners ET Stock Holding History

B. Riley Financial’s Portfolio ET Stock Details ET Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-40,000	Closed	-$217K	–	28
2020 Q3	$217K	Buy	+40,000	New	+$254K	0.06%	22
2017 Q4	–	Sell	-12,590	Closed	-$219K	–	319
2017 Q3	$219K	Hold	12,590	–	–	0.06%	256
2017 Q2	$226K	Hold	12,590	–	–	0.06%	191
2017 Q1	$248K	Hold	12,590	–	–	0.12%	128
2016 Q4	$243K	Sell	12,590 -5,000	-28%	-$83.4K	0.16%	112
2016 Q3	$295K	Sell	17,590 -5,000	-22%	-$84.4K	0.19%	77
2016 Q2	$325K	Hold	22,590	–	–	0.19%	72
2016 Q1	$161K	Sell	22,590 -990	-4%	-$7.77K	0.12%	121
2015 Q4	$324K	Buy	+23,580	New	+$441K	0.23%	71

Other funds holding ET

Blackstone Inc New York $32.9B AUM 23.66% 1-Year Est. Return

ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

TCA

Tortoise Capital Advisors Overland Park, Kansas $9.84B AUM 26.47% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Natixis Paris, France $24.8B AUM 35.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

B. Riley Financial's ET Position: Q4 2020 in Review

B. Riley Financial sold out of Energy Transfer Partners (ET) in Q4 2020, closing a stake of 40,000 shares — an estimated $217K sold.

B. Riley Financial first reported a position in ET in Q4 2015 and held it in 9 quarters. The position peaked at $325K in Q2 2016. 755 funds tracked by Wall St. Rank hold ET as of Q4 2020.

B. Riley Financial reported no remaining Energy Transfer Partners position as of Q4 2020 after selling out during the quarter.
B. Riley Financial sold 40,000 Energy Transfer Partners shares in Q4 2020, an estimated $217K.
B. Riley Financial first reported a position in Energy Transfer Partners in Q4 2015 and held it in 9 quarters.
B. Riley Financial's Energy Transfer Partners position peaked at $325K in Q2 2016.
755 funds tracked by Wall St. Rank held Energy Transfer Partners as of Q4 2020.

Based on B. Riley Financial's 13F filing for Q4 2020, filed 12 Feb 2021.