B. Riley Financial’s Energy Transfer Partners ET Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-40,000	Closed	-$217K	–	28
2020 Q3	$217K	Buy	+40,000	New	+$254K	0.06%	22
2017 Q4	–	Sell	-12,590	Closed	-$219K	–	321
2017 Q3	$219K	Hold	12,590	–	–	0.07%	256
2017 Q2	$226K	Hold	12,590	–	–	0.09%	191
2017 Q1	$248K	Hold	12,590	–	–	0.15%	128
2016 Q4	$243K	Sell	12,590 -5,000	-28%	-$83.4K	0.17%	112
2016 Q3	$295K	Sell	17,590 -5,000	-22%	-$84.4K	0.24%	77
2016 Q2	$325K	Hold	22,590	–	–	0.24%	72
2016 Q1	$161K	Sell	22,590 -990	-4%	-$7.77K	0.12%	121
2015 Q4	$324K	Buy	+23,580	New	+$441K	0.25%	71