B. Riley Financial’s iShares MSCI EAFE Min Vol Factor ETF EFAV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-7,527	Closed	-$548K	–	129
2018 Q3	$548K	Sell	7,527 -1,711	-19%	-$123K	0.16%	89
2018 Q2	$657K	Buy	9,238 +407	+5%	+$29.9K	0.17%	110
2018 Q1	$651K	Sell	8,831 -859	-9%	-$63.4K	0.18%	131
2017 Q4	$707K	Sell	9,690 -228	-2%	-$16.4K	0.18%	129
2017 Q3	$705K	Buy	9,918 +1,099	+12%	+$77.4K	0.19%	129
2017 Q2	$611K	Hold	8,819	–	–	0.17%	131
2017 Q1	$582K	Hold	8,819	–	–	0.29%	72
2016 Q4	$540K	Buy	8,819 +1,289	+17%	+$81.5K	0.36%	62
2016 Q3	$509K	Hold	7,530	–	–	0.33%	59
2016 Q2	$500K	Hold	7,530	–	–	0.29%	59
2016 Q1	$500K	Sell	7,530 -794	-10%	-$50.5K	0.37%	57
2015 Q4	$540K	Buy	+8,324	New	+$542K	0.39%	57