B. Riley Financial’s iShares MSCI EAFE ETF EFA Stock Holding History

B. Riley Financial’s Portfolio EFA Stock Details EFA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-20,264	Closed	-$1.38M	–	128
2018 Q3	$1.38M	Sell	20,264 -12,976	-39%	-$876K	0.39%	53
2018 Q2	$2.24M	Sell	33,240 -49	-0.1%	-$3.44K	0.59%	41
2018 Q1	$2.32M	Sell	33,289 -3,502	-10%	-$250K	0.65%	37
2017 Q4	$2.59M	Sell	36,791 -282	-0.8%	-$19.6K	0.68%	33
2017 Q3	$2.54M	Buy	37,073 +15,291	+70%	+$1.02M	0.69%	36
2017 Q2	$1.42M	Buy	21,782 +324	+2%	+$21K	0.39%	65
2017 Q1	$1.34M	Hold	21,458	–	–	0.67%	38
2016 Q4	$1.24M	Sell	21,458 -3,824	-15%	-$221K	0.83%	37
2016 Q3	$1.5M	Sell	25,282 -939	-4%	-$54.4K	0.96%	28
2016 Q2	$1.46M	Sell	26,221 -797	-3%	-$45.9K	0.85%	32
2016 Q1	$1.54M	Hold	27,018	–	–	1.14%	28
2015 Q4	$1.59M	Buy	+27,018	New	+$1.63M	1.14%	25

Other funds holding EFA

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

B. Riley Financial's EFA Position: Q4 2018 in Review

B. Riley Financial sold out of iShares MSCI EAFE ETF (EFA) in Q4 2018, closing a stake of 20,264 shares — an estimated $1.38M sold.

B. Riley Financial first reported a position in EFA in Q4 2015 and held it in 12 quarters. The position peaked at $2.59M in Q4 2017. 1,401 funds tracked by Wall St. Rank hold EFA as of Q4 2018.

B. Riley Financial reported no remaining iShares MSCI EAFE ETF position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 20,264 iShares MSCI EAFE ETF shares in Q4 2018, an estimated $1.38M.
B. Riley Financial first reported a position in iShares MSCI EAFE ETF in Q4 2015 and held it in 12 quarters.
B. Riley Financial's iShares MSCI EAFE ETF position peaked at $2.59M in Q4 2017.
1,401 funds tracked by Wall St. Rank held iShares MSCI EAFE ETF as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.