B. Riley Financial’s iShares MSCI Emerging Markets ETF EEM Stock Holding History

B. Riley Financial’s Portfolio EEM Stock Details EEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-8,427	Closed	-$362K	–	127
2018 Q3	$362K	Sell	8,427 -2,657	-24%	-$115K	0.1%	139
2018 Q2	$482K	Sell	11,084 -5,778	-34%	-$267K	0.13%	139
2018 Q1	$814K	Buy	16,862 +711	+4%	+$34.9K	0.23%	106
2017 Q4	$761K	Sell	16,151 -1,975	-11%	-$91.4K	0.2%	118
2017 Q3	$813K	Buy	18,126 +9,078	+100%	+$400K	0.22%	112
2017 Q2	$374K	Buy	9,048 +262	+3%	+$10.7K	0.1%	167
2017 Q1	$346K	Hold	8,786	–	–	0.17%	114
2016 Q4	$308K	Sell	8,786 -7,738	-47%	-$279K	0.21%	81
2016 Q3	$619K	Buy	16,524 +116	+0.7%	+$4.24K	0.4%	52
2016 Q2	$564K	Sell	16,408 -375	-2%	-$12.6K	0.33%	55
2016 Q1	$575K	Sell	16,783 -5,625	-25%	-$174K	0.42%	51
2015 Q4	$721K	Buy	+22,408	New	+$768K	0.52%	44

Other funds holding EEM

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Retirement Systems of Alabama Montgomery, Alabama $30B AUM 26.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SLAM

Swiss Life Asset Management Zurich $20.4B AUM 28.71% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

B. Riley Financial's EEM Position: Q4 2018 in Review

B. Riley Financial sold out of iShares MSCI Emerging Markets ETF (EEM) in Q4 2018, closing a stake of 8,427 shares — an estimated $362K sold.

B. Riley Financial first reported a position in EEM in Q4 2015 and held it in 12 quarters. The position peaked at $814K in Q1 2018. 1,191 funds tracked by Wall St. Rank hold EEM as of Q4 2018.

B. Riley Financial reported no remaining iShares MSCI Emerging Markets ETF position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 8,427 iShares MSCI Emerging Markets ETF shares in Q4 2018, an estimated $362K.
B. Riley Financial first reported a position in iShares MSCI Emerging Markets ETF in Q4 2015 and held it in 12 quarters.
B. Riley Financial's iShares MSCI Emerging Markets ETF position peaked at $814K in Q1 2018.
1,191 funds tracked by Wall St. Rank held iShares MSCI Emerging Markets ETF as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.