B. Riley Financial’s iShares Select Dividend ETF DVY Stock Holding History

B. Riley Financial’s Portfolio DVY Stock Details DVY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-9,204	Closed	-$918K	–	125
2018 Q3	$918K	Hold	9,204	–	–	0.26%	65
2018 Q2	$900K	Buy	9,204 +150	+2%	+$14.6K	0.24%	79
2018 Q1	$861K	Sell	9,054 -1,631	-15%	-$159K	0.24%	102
2017 Q4	$1.05M	Hold	10,685	–	–	0.27%	89
2017 Q3	$1M	Sell	10,685 -408	-4%	-$37.7K	0.27%	95
2017 Q2	$1.02M	Sell	11,093 -25	-0.2%	-$2.3K	0.28%	87
2017 Q1	$1.01M	Sell	11,118 -1,207	-10%	-$109K	0.51%	49
2016 Q4	$1.09M	Sell	12,325 -620	-5%	-$53.4K	0.73%	40
2016 Q3	$1.11M	Hold	12,945	–	–	0.71%	37
2016 Q2	$1.1M	Sell	12,945 -1,000	-7%	-$82.4K	0.64%	38
2016 Q1	$1.14M	Sell	13,945 -606	-4%	-$46.3K	0.84%	37
2015 Q4	$1.09M	Buy	+14,551	New	+$1.11M	0.79%	36

Other funds holding DVY

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

B. Riley Financial's DVY Position: Q4 2018 in Review

B. Riley Financial sold out of iShares Select Dividend ETF (DVY) in Q4 2018, closing a stake of 9,204 shares — an estimated $918K sold.

B. Riley Financial first reported a position in DVY in Q4 2015 and held it in 12 quarters. The position peaked at $1.14M in Q1 2016. 879 funds tracked by Wall St. Rank hold DVY as of Q4 2018.

B. Riley Financial reported no remaining iShares Select Dividend ETF position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 9,204 iShares Select Dividend ETF shares in Q4 2018, an estimated $918K.
B. Riley Financial first reported a position in iShares Select Dividend ETF in Q4 2015 and held it in 12 quarters.
B. Riley Financial's iShares Select Dividend ETF position peaked at $1.14M in Q1 2016.
879 funds tracked by Wall St. Rank held iShares Select Dividend ETF as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.