B. Riley Financial’s SPDR MSCI ACWI ex-US ETF CWI Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2018
Q1
Sell
-8,325
Closed -$216K 293
2017
Q4
$216K Sell
8,325
-18,189
-69% -$472K 0.06% 261
2017
Q3
$669K Buy
+26,514
New +$669K 0.18% 127