B. Riley Financial’s Vanguard Intermediate-Term Bond ETF BIV Stock Holding History

B. Riley Financial’s Portfolio BIV Stock Details BIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-14,559	Closed	-$1.18M	–	197
2018 Q2	$1.18M	Sell	14,559 -514	-3%	-$41.5K	0.31%	63
2018 Q1	$1.23M	Buy	15,073 +1,435	+11%	+$118K	0.34%	63
2017 Q4	$1.14M	Buy	13,638 +506	+4%	+$42.6K	0.3%	73
2017 Q3	$1.11M	Buy	+13,132	New	+$1.12M	0.3%	90

Other funds holding BIV

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

DDSF

Diana Davis Spencer Foundation Bethesda, Maryland $55.2M AUM 10.14% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

BCMIO

Beacon Capital Management Inc (Ohio) Dayton, Ohio $1.65B AUM 17.84% 1-Year Est. Return

B. Riley Financial's BIV Position: Q3 2018 in Review

B. Riley Financial sold out of Vanguard Intermediate-Term Bond ETF (BIV) in Q3 2018, closing a stake of 14,559 shares — an estimated $1.18M sold.

B. Riley Financial first reported a position in BIV in Q3 2017 and held it in 4 quarters. The position peaked at $1.23M in Q1 2018. 379 funds tracked by Wall St. Rank hold BIV as of Q3 2018.

B. Riley Financial reported no remaining Vanguard Intermediate-Term Bond ETF position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 14,559 Vanguard Intermediate-Term Bond ETF shares in Q3 2018, an estimated $1.18M.
B. Riley Financial first reported a position in Vanguard Intermediate-Term Bond ETF in Q3 2017 and held it in 4 quarters.
B. Riley Financial's Vanguard Intermediate-Term Bond ETF position peaked at $1.23M in Q1 2018.
379 funds tracked by Wall St. Rank held Vanguard Intermediate-Term Bond ETF as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.