B. Riley Financial’s A10 Networks ATEN Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2020
Q1
Sell
-50,000
Closed -$344K 33
2019
Q4
$344K Sell
50,000
-37,500
-43% -$258K 0.09% 24
2019
Q3
$607K Buy
87,500
+12,500
+17% +$86.7K 0.22% 23
2019
Q2
$512K Buy
75,000
+30,000
+67% +$205K 0.25% 21
2019
Q1
$319K Sell
45,000
-6,500
-13% -$46.1K 0.12% 41
2018
Q4
$321K Hold
51,500
0.18% 49
2018
Q3
$313K Sell
51,500
-23,500
-31% -$143K 0.09% 144
2018
Q2
$467K Hold
75,000
0.12% 139
2018
Q1
$437K Buy
+75,000
New +$437K 0.12% 165