B. Riley Financial’s Alerian MLP ETF AMLP Stock Holding History

B. Riley Financial’s Portfolio AMLP Stock Details AMLP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-10,000	Closed	-$457K	–	38
2019 Q3	$457K	Buy	+10,000	New	+$473K	0.17%	31
2018 Q3	–	Sell	-5,563	Closed	-$284K	–	193
2018 Q2	$284K	Sell	5,563 -1,791	-24%	-$90.8K	0.07%	235
2018 Q1	$345K	Buy	7,354 +914	+14%	+$48.9K	0.1%	205
2017 Q4	$347K	Sell	6,440 -6,642	-51%	-$355K	0.09%	211
2017 Q3	$733K	Buy	13,082 +7,798	+148%	+$446K	0.2%	122
2017 Q2	$316K	Buy	5,284 +2,226	+73%	+$136K	0.09%	175
2017 Q1	$194K	Sell	3,058 -80	-3%	-$5.14K	0.1%	140
2016 Q4	$198K	Sell	3,138 -1,549	-33%	-$95.7K	0.13%	129
2016 Q3	$297K	Sell	4,687 -521	-10%	-$33K	0.19%	75
2016 Q2	$331K	Sell	5,208 -112	-2%	-$6.75K	0.19%	71
2016 Q1	$290K	Buy	5,320 +10	+0.2%	+$508	0.21%	70
2015 Q4	$320K	Buy	+5,310	New	+$332K	0.23%	72

Other funds holding AMLP

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

MCM

Moore Capital Management New York $4.92B AUM 35.41% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

B. Riley Financial's AMLP Position: Q4 2019 in Review

B. Riley Financial sold out of Alerian MLP ETF (AMLP) in Q4 2019, closing a stake of 10,000 shares — an estimated $457K sold.

B. Riley Financial first reported a position in AMLP in Q4 2015 and held it in 12 quarters. The position peaked at $733K in Q3 2017. 679 funds tracked by Wall St. Rank hold AMLP as of Q4 2019.

B. Riley Financial reported no remaining Alerian MLP ETF position as of Q4 2019 after selling out during the quarter.
B. Riley Financial sold 10,000 Alerian MLP ETF shares in Q4 2019, an estimated $457K.
B. Riley Financial first reported a position in Alerian MLP ETF in Q4 2015 and held it in 12 quarters.
B. Riley Financial's Alerian MLP ETF position peaked at $733K in Q3 2017.
679 funds tracked by Wall St. Rank held Alerian MLP ETF as of Q4 2019.

Based on B. Riley Financial's 13F filing for Q4 2019, filed 5 Feb 2020.