B. Riley Financial’s iShares MSCI Global Min Vol Factor ETF ACWV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-15,451	Closed	-$1.36M	–	105
2018 Q3	$1.36M	Buy	15,451 +1,078	+8%	+$92.7K	0.49%	54
2018 Q2	$1.19M	Sell	14,373 -150	-1%	-$12.6K	0.36%	61
2018 Q1	$1.22M	Hold	14,523	–	–	0.38%	66
2017 Q4	$1.23M	Hold	14,523	–	–	0.39%	68
2017 Q3	$1.18M	Buy	14,523 +254	+2%	+$20.5K	0.38%	86
2017 Q2	$1.13M	Hold	14,269	–	–	0.47%	82
2017 Q1	$1.1M	Sell	14,269 -2,907	-17%	-$219K	0.67%	46
2016 Q4	$1.25M	Sell	17,176 -6,326	-27%	-$464K	0.9%	35
2016 Q3	$1.79M	Hold	23,502	–	–	1.47%	22
2016 Q2	$1.79M	Hold	23,502	–	–	1.32%	24
2016 Q1	$1.73M	Sell	23,502 -25	-0.1%	-$1.73K	1.27%	24
2015 Q4	$1.63M	Buy	+23,527	New	+$1.64M	1.25%	24