Axa’s Invesco Energy Exploration & Production ETF PXE Stock Holding History

Axa’s Portfolio PXE Stock Details PXE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-5,640	Closed	-$113K	–	1311
2016 Q2	$113K	Sell	5,640 -800	-12%	-$17K	﹤0.01%	1232
2016 Q1	$129K	Sell	6,440 -200	-3%	-$3.76K	﹤0.01%	1188
2015 Q4	$145K	Hold	6,640	–	–	﹤0.01%	1206
2015 Q3	$153K	Hold	6,640	–	–	﹤0.01%	1247
2015 Q2	$193K	Sell	6,640 -3,670	-36%	-$112K	﹤0.01%	1224
2015 Q1	$305K	Sell	10,310 -3,900	-27%	-$111K	﹤0.01%	1198
2014 Q4	$394K	Sell	14,210 -700	-5%	-$20.8K	﹤0.01%	1150
2014 Q3	$497K	Sell	14,910 -5,230	-26%	-$191K	﹤0.01%	1069
2014 Q2	$780K	Hold	20,140	–	–	﹤0.01%	983
2014 Q1	$709K	Buy	20,140 +650	+3%	+$21.9K	﹤0.01%	996
2013 Q4	$671K	Buy	+19,490	New	+$644K	﹤0.01%	1003

Other funds holding PXE

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Axa's PXE Position: Q3 2016 in Review

Axa sold out of Invesco Energy Exploration & Production ETF (PXE) in Q3 2016, closing a stake of 5,640 shares — an estimated $113K sold.

Axa first reported a position in PXE in Q4 2013 and held it in 11 quarters. The position peaked at $780K in Q2 2014. 27 funds tracked by Wall St. Rank hold PXE as of Q3 2016.

Axa reported no remaining Invesco Energy Exploration & Production ETF position as of Q3 2016 after selling out during the quarter.
Axa sold 5,640 Invesco Energy Exploration & Production ETF shares in Q3 2016, an estimated $113K.
Axa first reported a position in Invesco Energy Exploration & Production ETF in Q4 2013 and held it in 11 quarters.
Axa's Invesco Energy Exploration & Production ETF position peaked at $780K in Q2 2014.
27 funds tracked by Wall St. Rank held Invesco Energy Exploration & Production ETF as of Q3 2016.

Based on Axa's 13F filing for Q3 2016, filed 10 Nov 2016.