Axa’s ISHARES NYSE 100 ETF NY Stock Holding History

Axa’s Portfolio NY Stock Details NY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-11,330	Closed	-$1M	–	1533
2014 Q2	$1M	Hold	11,330	–	–	﹤0.01%	922
2014 Q1	$969K	Hold	11,330	–	–	﹤0.01%	924
2013 Q4	$960K	Hold	11,330	–	–	﹤0.01%	929
2013 Q3	$878K	Hold	11,330	–	–	﹤0.01%	893
2013 Q2	$852K	Buy	+11,330	New	+$862K	﹤0.01%	868

Other funds holding NY

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Timber Hill Greenwich, Connecticut $15.4M AUM 30.7% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Axa's NY Position: Q3 2014 in Review

Axa sold out of ISHARES NYSE 100 ETF (NY) in Q3 2014, closing a stake of 11,330 shares — an estimated $1M sold.

Axa first reported a position in NY in Q2 2013 and held it in 5 quarters. The position peaked at $1M in Q2 2014. 15 funds tracked by Wall St. Rank hold NY as of Q3 2014.

Axa reported no remaining ISHARES NYSE 100 ETF position as of Q3 2014 after selling out during the quarter.
Axa sold 11,330 ISHARES NYSE 100 ETF shares in Q3 2014, an estimated $1M.
Axa first reported a position in ISHARES NYSE 100 ETF in Q2 2013 and held it in 5 quarters.
Axa's ISHARES NYSE 100 ETF position peaked at $1M in Q2 2014.
15 funds tracked by Wall St. Rank held ISHARES NYSE 100 ETF as of Q3 2014.

Based on Axa's 13F filing for Q3 2014, filed 13 Nov 2014.