Axa’s NATL WESTN LIFE INS CO CL A NWLIA Stock Holding History

Axa’s Portfolio NWLIA Stock Details NWLIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-500	Closed	-$111K	–	1590
2015 Q3	$111K	Sell	500 -200	-29%	-$44.4K	﹤0.01%	1283
2015 Q2	$168K	Hold	700	–	–	﹤0.01%	1240
2015 Q1	$178K	Sell	700 -2,200	-76%	-$559K	﹤0.01%	1255
2014 Q4	$781K	Sell	2,900 -2,400	-45%	-$646K	﹤0.01%	1020
2014 Q3	$1.31M	Buy	5,300 +300	+6%	+$74.1K	0.01%	849
2014 Q2	$1.25M	Buy	5,000 +100	+2%	+$24.9K	0.01%	876
2014 Q1	$1.2M	Sell	4,900 -250	-5%	-$61.1K	0.01%	890
2013 Q4	$1.15M	Buy	5,150 +1,650	+47%	+$369K	0.01%	892
2013 Q3	$706K	Buy	3,500 +1,740	+99%	+$351K	﹤0.01%	934
2013 Q2	$334K	Buy	+1,760	New	+$334K	﹤0.01%	1039

Other funds holding NWLIA

BCCM

Blue Clay Capital Management Minneapolis, Minnesota $88.7M AUM 6.88% 1-Year Est. Return

ARM

Adirondack Research & Management Guilderland, New York $82.2M AUM 63.78% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Robotti Robert $641M AUM 66.01% 1-Year Est. Return

Axa's NWLIA Position: Q4 2015 in Review

Axa sold out of NATL WESTN LIFE INS CO CL A (NWLIA) in Q4 2015, closing a stake of 500 shares — an estimated $111K sold.

Axa first reported a position in NWLIA in Q2 2013 and held it in 10 quarters. The position peaked at $1.31M in Q3 2014. 4 funds tracked by Wall St. Rank hold NWLIA as of Q4 2015.

Axa reported no remaining NATL WESTN LIFE INS CO CL A position as of Q4 2015 after selling out during the quarter.
Axa sold 500 NATL WESTN LIFE INS CO CL A shares in Q4 2015, an estimated $111K.
Axa first reported a position in NATL WESTN LIFE INS CO CL A in Q2 2013 and held it in 10 quarters.
Axa's NATL WESTN LIFE INS CO CL A position peaked at $1.31M in Q3 2014.
4 funds tracked by Wall St. Rank held NATL WESTN LIFE INS CO CL A as of Q4 2015.

Based on Axa's 13F filing for Q4 2015, filed 12 Feb 2016.