Axa’s NewStar Financial, Inc. NEWS Stock Holding History

Axa’s Portfolio NEWS Stock Details NEWS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,993	Closed	-$16K	–	1585
2015 Q3	$16K	Sell	1,993 -1,800	-47%	-$19.4K	﹤0.01%	1414
2015 Q2	$42K	Buy	+3,793	New	+$42.3K	﹤0.01%	1339

Other funds holding NEWS

CZPM

Capital Z Partners Management New York $47.4M AUM 35.48% 1-Year Est. Return

Corsair Capital New York $1.74M AUM 5.17% 1-Year Est. Return

Swiss Re Zurich, Switzerland $16.4M AUM

SCC

Second Curve Capital Radnor, Pennsylvania $93.1M AUM 66.93% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

OCMI

Oaktop Capital Management II Chatham, New Jersey $1.34B AUM 114.5% 1-Year Est. Return

NMIMC

Northwestern Mutual Investment Management Company Milwaukee, Wisconsin $6.6B AUM 19.75% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Axa's NEWS Position: Q4 2015 in Review

Axa sold out of NewStar Financial, Inc. (NEWS) in Q4 2015, closing a stake of 1,993 shares — an estimated $16K sold.

Axa first reported a position in NEWS in Q2 2015 and held it in 2 quarters. The position peaked at $42K in Q2 2015. 65 funds tracked by Wall St. Rank hold NEWS as of Q4 2015.

Axa reported no remaining NewStar Financial, Inc. position as of Q4 2015 after selling out during the quarter.
Axa sold 1,993 NewStar Financial, Inc. shares in Q4 2015, an estimated $16K.
Axa first reported a position in NewStar Financial, Inc. in Q2 2015 and held it in 2 quarters.
Axa's NewStar Financial, Inc. position peaked at $42K in Q2 2015.
65 funds tracked by Wall St. Rank held NewStar Financial, Inc. as of Q4 2015.

Based on Axa's 13F filing for Q4 2015, filed 12 Feb 2016.