Axa’s iShares Gold Trust IAU Stock Holding History

Axa’s Portfolio IAU Stock Details IAU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-470,050	Closed	-$13.3M	–	1233
2019 Q3	$13.3M	Hold	470,050	–	–	0.05%	393
2019 Q2	$12.7M	Hold	470,050	–	–	0.05%	411
2019 Q1	$11.6M	Hold	470,050	–	–	0.05%	422
2018 Q4	$11.6M	Sell	470,050 -20,000	-4%	-$471K	0.05%	395
2018 Q3	$11.2M	Hold	490,050	–	–	0.04%	442
2018 Q2	$11.8M	Hold	490,050	–	–	0.05%	403
2018 Q1	$12.5M	Hold	490,050	–	–	0.05%	382
2017 Q4	$12.3M	Sell	490,050 -24,000	-5%	-$589K	0.05%	404
2017 Q3	$12.7M	Hold	514,050	–	–	0.05%	379
2017 Q2	$12.3M	Hold	514,050	–	–	0.06%	374
2017 Q1	$12.3M	Hold	514,050	–	–	0.06%	357
2016 Q4	$11.4M	Sell	514,050 -28,730	-5%	-$674K	0.05%	377
2016 Q3	$13.8M	Hold	542,780	–	–	0.06%	321
2016 Q2	$13.9M	Hold	542,780	–	–	0.06%	316
2016 Q1	$12.9M	Hold	542,780	–	–	0.06%	335
2015 Q4	$11.1M	Hold	542,780	–	–	0.05%	357
2015 Q3	$11.7M	Hold	542,780	–	–	0.05%	346
2015 Q2	$12.3M	Hold	542,780	–	–	0.05%	369
2015 Q1	$12.4M	Hold	542,780	–	–	0.05%	355
2014 Q4	$12.4M	Hold	542,780	–	–	0.05%	345
2014 Q3	$12.7M	Hold	542,780	–	–	0.05%	330
2014 Q2	$14M	Hold	542,780	–	–	0.06%	333
2014 Q1	$13.5M	Hold	542,780	–	–	0.06%	321
2013 Q4	$12.7M	Hold	542,780	–	–	0.06%	332
2013 Q3	$14M	Buy	542,780 +3,820	+0.7%	+$98.6K	0.07%	294
2013 Q2	$12.9M	Buy	+538,960	New	+$14.8M	0.07%	288

Other funds holding IAU

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

IVA

International Value Advisers $615M AUM 6.37% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Axa's IAU Position: Q4 2019 in Review

Axa sold out of iShares Gold Trust (IAU) in Q4 2019, closing a stake of 470,050 shares — an estimated $13.3M sold.

Axa first reported a position in IAU in Q2 2013 and held it in 26 quarters. The position peaked at $14M in Q3 2013. 734 funds tracked by Wall St. Rank hold IAU as of Q4 2019.

Axa reported no remaining iShares Gold Trust position as of Q4 2019 after selling out during the quarter.
Axa sold 470,050 iShares Gold Trust shares in Q4 2019, an estimated $13.3M.
Axa first reported a position in iShares Gold Trust in Q2 2013 and held it in 26 quarters.
Axa's iShares Gold Trust position peaked at $14M in Q3 2013.
734 funds tracked by Wall St. Rank held iShares Gold Trust as of Q4 2019.

Based on Axa's 13F filing for Q4 2019, filed 18 Feb 2020.