Axa’s HEARTWARE INTERNATIONAL INC COM STK (DE) HTWR Stock Holding History

Axa’s Portfolio HTWR Stock Details HTWR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-61,610	Closed	-$3.22M	–	1565
2015 Q3	$3.22M	Buy	61,610 +1,653	+3%	+$126K	0.01%	674
2015 Q2	$4.36M	Buy	59,957 +646	+1%	+$50.4K	0.02%	625
2015 Q1	$5.21M	Sell	59,311 -2,544	-4%	-$216K	0.02%	594
2014 Q4	$4.54M	Buy	61,855 +192	+0.3%	+$14.6K	0.02%	581
2014 Q3	$4.79M	Buy	61,663 +2,366	+4%	+$196K	0.02%	547
2014 Q2	$5.25M	Buy	59,297 +11,851	+25%	+$1.06M	0.02%	533
2014 Q1	$4.45M	Buy	47,446 +1,450	+3%	+$141K	0.02%	554
2013 Q4	$4.32M	Buy	45,996 +1,058	+2%	+$89.5K	0.02%	558
2013 Q3	$3.29M	Sell	44,938 -32,247	-42%	-$2.75M	0.02%	629
2013 Q2	$7.34M	Buy	+77,185	New	+$7.02M	0.04%	401

Other funds holding HTWR

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

FCM

Frontier Capital Management Boston, Massachusetts $9.73B AUM 55.65% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Axa's HTWR Position: Q4 2015 in Review

Axa sold out of HEARTWARE INTERNATIONAL INC COM STK (DE) (HTWR) in Q4 2015, closing a stake of 61,610 shares — an estimated $3.22M sold.

Axa first reported a position in HTWR in Q2 2013 and held it in 10 quarters. The position peaked at $7.34M in Q2 2013. 117 funds tracked by Wall St. Rank hold HTWR as of Q4 2015.

Axa reported no remaining HEARTWARE INTERNATIONAL INC COM STK (DE) position as of Q4 2015 after selling out during the quarter.
Axa sold 61,610 HEARTWARE INTERNATIONAL INC COM STK (DE) shares in Q4 2015, an estimated $3.22M.
Axa first reported a position in HEARTWARE INTERNATIONAL INC COM STK (DE) in Q2 2013 and held it in 10 quarters.
Axa's HEARTWARE INTERNATIONAL INC COM STK (DE) position peaked at $7.34M in Q2 2013.
117 funds tracked by Wall St. Rank held HEARTWARE INTERNATIONAL INC COM STK (DE) as of Q4 2015.

Based on Axa's 13F filing for Q4 2015, filed 12 Feb 2016.