Axa’s Hope Bancorp HOPE Stock Holding History

Axa’s Portfolio HOPE Stock Details HOPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-12,496	Closed	-$186K	–	1261
2016 Q2	$186K	Sell	12,496 -46,804	-79%	-$725K	﹤0.01%	1181
2016 Q1	$901K	Hold	59,300	–	–	﹤0.01%	890
2015 Q4	$1.02M	Hold	59,300	–	–	﹤0.01%	904
2015 Q3	$891K	Buy	59,300 +34,500	+139%	+$516K	﹤0.01%	928
2015 Q2	$367K	Buy	+24,800	New	+$363K	﹤0.01%	1142

Other funds holding HOPE

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Axa's HOPE Position: Q3 2016 in Review

Axa sold out of Hope Bancorp (HOPE) in Q3 2016, closing a stake of 12,496 shares — an estimated $186K sold.

Axa first reported a position in HOPE in Q2 2015 and held it in 5 quarters. The position peaked at $1.02M in Q4 2015. 196 funds tracked by Wall St. Rank hold HOPE as of Q3 2016.

Axa reported no remaining Hope Bancorp position as of Q3 2016 after selling out during the quarter.
Axa sold 12,496 Hope Bancorp shares in Q3 2016, an estimated $186K.
Axa first reported a position in Hope Bancorp in Q2 2015 and held it in 5 quarters.
Axa's Hope Bancorp position peaked at $1.02M in Q4 2015.
196 funds tracked by Wall St. Rank held Hope Bancorp as of Q3 2016.

Based on Axa's 13F filing for Q3 2016, filed 10 Nov 2016.