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AIC

AWM Investment Company Portfolio holdings

AUM $903M
1-Year Est. Return 163.47%
This Fund
S&P 500
This Quarter Est. Return
-8.39%
1 Year Est. Return
+163.47%
3 Year Est. Return
+487.55%
5 Year Est. Return
+638.08%
10 Year Est. Return
+8,997.75%
AUM
$516M
AUM Growth
-$188M
Cap. Flow
-$283M
Cap. Flow %
-54.85%
Top 10 Hldgs %
36.93%
Holding
150
New
19
Increased
25
Reduced
36
Closed
31

Top Buys

Rank Stock Value
1
AQMS icon
Aqua Metals
AQMS
+$6.44M
2
NPTN
NEOPHOTONICS CORP
NPTN
+$6.21M
3
GNCA
Genocea Biosciences, Inc.
GNCA
+$6.1M
4
EPIX
ESSA Pharma
EPIX
+$5.08M
5
RDHL
Redhill Biopharma
RDHL
+$4M

Top Sells

Rank Stock Value
1
MAG
MAGNETEK INC COM STK NEW
MAG
+$7.23M
2
ARWR icon
Arrowhead Research
ARWR
+$4.93M
3
SCMP
Sucampo Pharmaceuticals, Inc.
SCMP
+$4.59M
4
WGBS
WaferGen Bio-systems, Inc.
WGBS
+$4.41M
5
PFSW
PFSweb, Inc.
PFSW
+$3.78M

Sector Composition

Rank Sector Weight
1 Technology 41.75%
2 Healthcare 18.85%
3 Industrials 17.74%
4 Financials 2.79%
5 Consumer Discretionary 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCRA
1
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$25.9M 5.01%
2,265,556
-110,769
-5% -$1.3M
PFSW
2
DELISTED
PFSweb, Inc.
PFSW
$25.3M 4.9%
1,780,000
-287,859
-14% -$3.78M
ADEP
3
DELISTED
Adept Technology Inc
ADEP
$24M 4.66%
1,854,812
– –
CEVA icon
4
CEVA Inc
CEVA
$1.08B
$23.5M 4.55%
1,264,946
+100
+0% +$1.84K
KOPN icon
5
Kopin
KOPN
$791M
$20.1M 3.9%
6,405,598
+279,000
+5% +$852K
LPSN icon
6
LivePerson
LPSN
$32.3M
$15.8M 3.06%
139,505
+13,141
+10% +$1.78M
NPTN
7
DELISTED
NEOPHOTONICS CORP
NPTN
$15.5M 2.99%
2,269,508
+802,027
+55% +$6.21M
LMAT icon
8
LeMaitre Vascular
LMAT
$1.86B
$14.5M 2.81%
1,191,517
-138,341
-10% -$1.77M
TREE icon
9
LendingTree
TREE
$451M
$13.2M 2.55%
141,500
-10,969
-7% -$1.11M
PFNX
10
DELISTED
Pfenex Inc.
PFNX
$12.9M 2.5%
858,775
– –
IPWR icon
11
Ideal Power
IPWR
$74.2M
$11.1M 2.15%
168,194
– –
POWR
12
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$9.73M 1.88%
844,630
-173,388
-17% -$2.33M
SAAS
13
DELISTED
inContact, Inc.
SAAS
$9.62M 1.86%
1,280,865
+437,916
+52% +$3.62M
AVAV icon
14
AeroVironment
AVAV
$9.45B
$9.38M 1.82%
467,909
+131,750
+39% +$3.21M
MXL icon
15
MaxLinear
MXL
$6.8B
$9.02M 1.75%
725,000
-243,397
-25% -$2.68M
PRSO icon
16
Peraso
PRSO
$11.3M
$8.93M 1.73%
749
-6
-0.8% -$73.3K
VTAE
17
DELISTED
VITAE PHARMACEUTICALS INC COMMON STOCK
VTAE
$8.76M 1.7%
795,624
-76,376
-9% -$812K
UCTT
18
Ultra Clean Holdings
UCTT
$3.95B
$8.45M 1.64%
1,472,701
-177,299
-11% -$1.17M
CVU icon
19
CPI Aerostructures
CVU
$68.5M
$8.2M 1.59%
931,040
– –
GNSS icon
20
Genasys
GNSS
$79.2M
$7.79M 1.51%
4,667,710
– –
AVGR
21
DELISTED
Avinger, Inc. Common Stock
AVGR
$7.36M 1.42%
4
– –
SURG
22
DELISTED
SYNERGETICS USA, INC.
SURG
$6.81M 1.32%
1,036,727
– –
DSPG
23
DELISTED
DSP Group Inc
DSPG
$6.7M 1.3%
735,935
+75,441
+11% +$672K
ASC icon
24
Ardmore Shipping
ASC
$683M
$6.7M 1.3%
554,710
– –
AQMS icon
25
Aqua Metals
AQMS
$10.2M
$6.39M 1.24%
+6,300
New +$6.44M
1
2 3 4 5

Similar funds

OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
EI
EnCap Investments Houston, Texas $905M AUM
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.27% 1-Year Est. Return
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return
HIGP
Hill Investment Group Partners St. Louis, Missouri $906M AUM 20.13% 1-Year Est. Return
GGH
GCM Grosvenor Holdings Chicago, Illinois $901M AUM 28.6% 1-Year Est. Return

AWM Investment Company's Q3 2015 Portfolio in Review

As of Q3 2015, AWM Investment Company held 150 positions worth $516M, down 27% from $704M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

AWM Investment Company withdrew a net $283M in Q3 2015, closing 31 positions and reducing 36 holdings. Its most notable exit was MAGNETEK INC COM STK NEW, an estimated $7.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 42% of assets, up from 36% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, AWM Investment Company opened a new position in Aqua Metals worth $6.39M.

  • AWM Investment Company's largest Q3 2015 buy was Aqua Metals: 6,300 shares worth $6.39M.
  • AWM Investment Company added most to NEOPHOTONICS CORP in Q3 2015, an estimated $6.21M increase.
  • AWM Investment Company's biggest Q3 2015 reduction was Arrowhead Research, cutting an estimated $4.93M.
  • AWM Investment Company fully exited MAGNETEK INC COM STK NEW in Q3 2015, selling an estimated $7.23M.
  • AWM Investment Company's ten largest holdings make up 37% of its $516M portfolio in Q3 2015.
  • AWM Investment Company opened 19 new positions and closed 31 in Q3 2015.
  • AWM Investment Company's portfolio value fell 27% quarter-over-quarter to $516M.

Based on AWM Investment Company's 13F filing for Q3 2015, filed 12 Nov 2015.