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AWM Investment Company Portfolio holdings

AUM $903M
1-Year Est. Return 163.47%
This Fund
S&P 500
This Quarter Est. Return
+13.43%
1 Year Est. Return
+163.47%
3 Year Est. Return
+487.55%
5 Year Est. Return
+638.08%
10 Year Est. Return
+8,997.75%
AUM
$658M
AUM Growth
+$22.9M
Cap. Flow
-$828K
Cap. Flow %
-0.13%
Top 10 Hldgs %
40.41%
Holding
128
New
9
Increased
37
Reduced
12
Closed
6

Top Buys

Rank Stock Value
1
DZSI
DZS Inc. Common Stock
DZSI
+$4.74M
2
VEEE icon
Twin Vee PowerCats
VEEE
+$3.65M
3
LPSN icon
LivePerson
LPSN
+$2.74M
4
APEN
Apollo Endosurgery, Inc.
APEN
+$2.62M
5
KIDS icon
OrthoPediatrics
KIDS
+$2.33M

Top Sells

Rank Stock Value
1
PRTC
PureTech Health
PRTC
+$15.6M
2
VERU icon
Veru
VERU
+$15M
3
DXLG icon
Destination XL Group
DXLG
+$5.24M
4
SRAX
SRAX, Inc. Class A Common Stock
SRAX
+$1.7M
5
BRCN
Burcon NutraScience Corporation
BRCN
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 33.33%
2 Healthcare 27.84%
3 Consumer Discretionary 20.4%
4 Industrials 6.24%
5 Communication Services 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APEI icon
101
American Public Education
APEI
$826M
$458K 0.07%
50,070
– –
WAVE
102
Eco Wave Power Global
WAVE
$45.2M
$458K 0.07%
119,000
– –
PLBY icon
103
Playboy Inc
PLBY
$149M
$456K 0.07%
113,100
-271,076
-71% -$1.46M
BNBX
104
DELISTED
BNB PLUS CORP
BNBX
$452K 0.07%
+27
New +$921K
DDI
105
DoubleDown Interactive
DDI
$607M
$452K 0.07%
50,153
– –
TKNO icon
106
Alpha Teknova
TKNO
$397M
$401K 0.06%
120,000
+30,000
+33% +$168K
BLIN icon
107
Bridgeline Digital
BLIN
$13.7M
$393K 0.06%
300,000
– –
SERA icon
108
Sera Prognostics
SERA
$79.1M
$385K 0.06%
240,646
-105,833
-31% -$213K
POL.WS
109
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$250K 0.04%
2,000,000
– –
GBNH
110
DELISTED
Greenbrook TMS Inc. Common Shares
GBNH
$193K 0.03%
71,768
-188,045
-72% -$466K
MOBBW
111
Mobilicom Ltd Warrants
MOBBW
$138K 0.02%
+363,100
New +$140K
AQMS icon
112
Aqua Metals
AQMS
$9.56M
$42K 0.01%
277
– –
QTEKW
113
DELISTED
QualTek Services Inc. Warrant
QTEKW
$13K ﹤0.01%
50,000
– –
NKTX icon
114
Nkarta
NKTX
$171M
– –
-100,000
Closed -$1.23M
PROF
115
Profound Medical
PROF
$252M
– –
-85,908
Closed -$626K
RENT
116
Rent the Runway
RENT
$119M
– –
-20,009
Closed -$1.23M
ZEAL
117
DELISTED
Zealand Pharma A/S American Depositary Shares
ZEAL
– –
-48,957
Closed -$631K
BRCN
118
DELISTED
Burcon NutraScience Corporation
BRCN
– –
-3,902,823
Closed -$1.55M
SRAX
119
DELISTED
SRAX, Inc. Class A Common Stock
SRAX
– –
-510,503
Closed -$1.7M
1 2 3 4
5

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PIP
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PSCM
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GGH
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BDP
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GEM
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AWM Investment Company's Q3 2022 Portfolio in Review

As of Q3 2022, AWM Investment Company held 128 positions worth $658M, up 3.6% from $635M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

AWM Investment Company's Q3 2022 filing shows 9 new, 37 increased, 12 reduced and 6 closed positions. Its largest new stake was Twin Vee PowerCats: 2,514 shares worth $2.27M. The largest sale was PureTech Health, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 33% of assets, up from 32% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • AWM Investment Company's largest Q3 2022 buy was Twin Vee PowerCats: 2,514 shares worth $2.27M.
  • AWM Investment Company added most to DZS Inc. Common Stock in Q3 2022, an estimated $4.74M increase.
  • AWM Investment Company's biggest Q3 2022 reduction was PureTech Health, cutting an estimated $15.6M.
  • AWM Investment Company fully exited SRAX, Inc. Class A Common Stock in Q3 2022, selling an estimated $1.7M.
  • AWM Investment Company's ten largest holdings make up 40% of its $658M portfolio in Q3 2022.
  • AWM Investment Company opened 9 new positions and closed 6 in Q3 2022.
  • AWM Investment Company's portfolio value rose 3.6% quarter-over-quarter to $658M.

Based on AWM Investment Company's 13F filing for Q3 2022, filed 14 Nov 2022.