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AWM Investment Company Portfolio holdings

AUM $903M
1-Year Est. Return 163.47%
This Fund
S&P 500
This Quarter Est. Return
+37.66%
1 Year Est. Return
+163.47%
3 Year Est. Return
+487.55%
5 Year Est. Return
+638.08%
10 Year Est. Return
+8,997.75%
AUM
$787M
AUM Growth
+$177M
Cap. Flow
+$6.07M
Cap. Flow %
0.77%
Top 10 Hldgs %
32.46%
Holding
107
New
21
Increased
13
Reduced
20
Closed
9

Top Buys

Rank Stock Value
1
TLS icon
Telos
TLS
+$7.15M
2
NGMS
NeoGames S.A. Ordinary Shares
NGMS
+$6.92M
3
LEAF
Leaf Group Ltd.
LEAF
+$5.12M
4
RUN icon
Sunrun
RUN
+$5.11M
5
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
+$4.02M

Top Sells

Rank Stock Value
1
VSLR
VIVINT SOLAR, INC.
VSLR
+$8.89M
2
CELH icon
Celsius Holdings
CELH
+$8.24M
3
GFF icon
Griffon
GFF
+$5.86M
4
OPRX icon
OptimizeRx
OPRX
+$5.1M
5
XCUR icon
Exicure
XCUR
+$3.57M

Sector Composition

Rank Sector Weight
1 Technology 35.54%
2 Healthcare 28.58%
3 Consumer Discretionary 13.81%
4 Industrials 9.63%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPST icon
101
Tempest Therapeutics
TPST
$19.3M
– –
-1,021
Closed -$324K
QUMU
102
DELISTED
Qumu Corp.
QUMU
– –
-200,300
Closed -$923K
VSLR
103
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-210,000
Closed -$8.89M
GNCA
104
DELISTED
Genocea Biosciences, Inc.
GNCA
– –
-532,516
Closed -$1.22M
1 2 3 4
5

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PIP
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PSCM
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GGH
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BDP
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GEM
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KCM
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AWM Investment Company's Q4 2020 Portfolio in Review

As of Q4 2020, AWM Investment Company held 107 positions worth $787M, up 29% from $610M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

AWM Investment Company's Q4 2020 filing shows 21 new, 13 increased, 20 reduced and 9 closed positions. Its largest new stake was Telos: 300,000 shares worth $9.89M. The largest sale was VIVINT SOLAR, INC., an estimated $8.89M.

By sector, the portfolio is most concentrated in Technology at 36% of assets, up from 34% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • AWM Investment Company's largest Q4 2020 buy was Telos: 300,000 shares worth $9.89M.
  • AWM Investment Company added most to Avid Bioservices, Inc. Common Stock in Q4 2020, an estimated $4.02M increase.
  • AWM Investment Company's biggest Q4 2020 reduction was Celsius Holdings, cutting an estimated $8.24M.
  • AWM Investment Company fully exited VIVINT SOLAR, INC. in Q4 2020, selling an estimated $8.89M.
  • AWM Investment Company's ten largest holdings make up 32% of its $787M portfolio in Q4 2020.
  • AWM Investment Company opened 21 new positions and closed 9 in Q4 2020.
  • AWM Investment Company's portfolio value rose 29% quarter-over-quarter to $787M.

Based on AWM Investment Company's 13F filing for Q4 2020, filed 12 Feb 2021.